Unclaimed Profile

Thomas Allen Steele

BARTLETT & CO. WEALTH MANAGEMENT LLC·CINCINNATI, Ohio

Series 7, Series 8, Series 27, Series 66Clean record26 years registeredBARTLETT & CO. WEALTH MANAGEMENT LLC

600 VINE STREET, CINCINNATI, OH 45202-2466CRD# 1795984Firm CRD# 292246

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Allen Steele · CINCINNATI, OH

Registration

CRD #1795984 · BARTLETT & CO. WEALTH MANAGEMENT LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARTLETT & CO. WEALTH MANAGEMENT LLC

BARTLETT & CO. WEALTH MANAGEMENT LLC

Apr 2018 – Mar 2024

Cincinatti, OH

BARTLETT & CO. LLC

Mar 2012 – Apr 2018

CINCINNATI, OH

BARTLETT & CO

Jan 2000 – Apr 2012

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 27

Series 66

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARTLETT & CO. WEALTH MANAGEMENT LLC

CRD 292246 · SEC 801-112635

AUM

$8.4B

Regulatory assets under management

Employees

5,859 client accounts

Services offered by BARTLETT & CO. WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARTLETT & CO. WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Allen Steele offer?

Thomas Allen Steele specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Allen Steele's credentials?

Thomas Allen Steele is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Allen Steele located?

Thomas Allen Steele is based in CINCINNATI, Ohio, last registered with BARTLETT & CO. WEALTH MANAGEMENT LLC.

How does Thomas Allen Steele charge for services?

Thomas Allen Steele's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARTLETT & CO. WEALTH MANAGEMENT LLC?

BARTLETT & CO. WEALTH MANAGEMENT LLC has approximately 77 employees and manages $8.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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