Unclaimed Profile

Steven Nicholas Brown

BAHL & GAYNOR INC·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 63, Series 65Clean record19 years registeredBAHL & GAYNOR INC

255 EAST FIFTH STREET, CINCINNATI, OH 45202CRD# 4939240Firm CRD# 106139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Nicholas Brown · CINCINNATI, OH

Registration

CRD #4939240 · BAHL & GAYNOR INC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAHL & GAYNOR INC

THE HUNTINGTON INVESTMENT COMPANY

Aug 2011 – Jan 2018

CINCINNATI, OH

MULTI-FINANCIAL SECURITIES CORPORATION

Sep 2006 – Aug 2011

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 5, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAHL & GAYNOR INC

CRD 106139 · SEC 801-36951

AUM

$20.2B

Regulatory assets under management

Employees

3,155 client accounts

Services offered by BAHL & GAYNOR INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAHL & GAYNOR INC →

Introduction

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Frequently Asked Questions

What services does Steven Nicholas Brown offer?

Steven Nicholas Brown specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven Nicholas Brown's credentials?

Steven Nicholas Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Nicholas Brown located?

Steven Nicholas Brown is based in CINCINNATI, Ohio, last registered with BAHL & GAYNOR INC.

How does Steven Nicholas Brown charge for services?

Steven Nicholas Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAHL & GAYNOR INC?

BAHL & GAYNOR INC has approximately 74 employees and manages $20.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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