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Scott Harrison Dooley

HABERER REGISTERED INVESTMENT ADVISOR INC·CINCINNATI, Ohio
Clean record26 years registeredHABERER REGISTERED INVESTMENT ADVISOR INC
201 E FIFTH ST, CINCINNATI, OH 45202CRD# 4369421Firm CRD# 110382

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Harrison Dooley · CINCINNATI, OH
Registration
CRD #4369421 · HABERER REGISTERED INVESTMENT ADVISOR INC · 26 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: HABERER REGISTERED INVESTMENT ADVISOR INC
Sep 2015Jun 2021
CINCINNATI, OH
Oct 1999Sep 2014
CINCINNATI, OH
02

Registrations & Exams

Registration record
First registered · October 6, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HABERER REGISTERED INVESTMENT ADVISOR INC
CRD 110382 · SEC 801-13081
AUM
$314M
Regulatory assets under management
Employees
11
311 client accounts
Services offered by HABERER REGISTERED INVESTMENT ADVISOR INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Scott Harrison Dooley offer?
Scott Harrison Dooley specializes in Financial Planning, Investment Management.
What are Scott Harrison Dooley's credentials?
Scott Harrison Dooley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Harrison Dooley located?
Scott Harrison Dooley is based in CINCINNATI, Ohio, last registered with HABERER REGISTERED INVESTMENT ADVISOR INC.
How does Scott Harrison Dooley charge for services?
Scott Harrison Dooley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HABERER REGISTERED INVESTMENT ADVISOR INC?
HABERER REGISTERED INVESTMENT ADVISOR INC has approximately 11 employees and manages $314M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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