Unclaimed Profile

Sally Humphrey Dempsey

MADISON FINANCIAL ADVISORS, LTD·CINCINNATI, Ohio

Series 65Clean record13 years registeredMADISON FINANCIAL ADVISORS, LTD

7755 MONTGOMERY ROAD, CINCINNATI, OH 45236CRD# 4289722Firm CRD# 111728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sally Humphrey Dempsey · CINCINNATI, OH

Registration

CRD #4289722 · MADISON FINANCIAL ADVISORS, LTD · 13 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Feb 2024 – present

MADISON WEALTH MANAGEMENT

Jan 2019 – Jan 2024

CINCINNATI, OH

GREYSTONE INVESTMENT MANAGEMENT, LLC

Mar 2013 – Jan 2019

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 22, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MADISON FINANCIAL ADVISORS, LTD

CRD 111728 · SEC 801-60390

AUM

$1.1B

Regulatory assets under management

Employees

2,495 client accounts

Services offered by MADISON FINANCIAL ADVISORS, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MADISON FINANCIAL ADVISORS, LTD →

Introduction

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Frequently Asked Questions

What services does Sally Humphrey Dempsey offer?

Sally Humphrey Dempsey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Sally Humphrey Dempsey's credentials?

Sally Humphrey Dempsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sally Humphrey Dempsey located?

Sally Humphrey Dempsey is based in CINCINNATI, Ohio, working with MADISON FINANCIAL ADVISORS, LTD. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Sally Humphrey Dempsey charge for services?

Sally Humphrey Dempsey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MADISON FINANCIAL ADVISORS, LTD?

MADISON FINANCIAL ADVISORS, LTD has approximately 29 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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