Unclaimed Profile

Dale Howard Coates

JOHNSON INVESTMENT COUNSEL, INC.·CINCINNATI, Ohio

Series 63Clean record24 years registeredJOHNSON INVESTMENT COUNSEL, INC.

3777 WEST FORK ROAD, CINCINNATI, OH 45247CRD# 2296581Firm CRD# 117054

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Howard Coates · CINCINNATI, OH

Registration

CRD #2296581 · JOHNSON INVESTMENT COUNSEL, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOHNSON INVESTMENT COUNSEL, INC.

JOHNSON INVESTMENT COUNSEL, INC.

Jan 2002 – Nov 2021

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · January 2, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHNSON INVESTMENT COUNSEL, INC.

CRD 117054 · SEC 801-60676

AUM

$18.6B

Regulatory assets under management

Employees

151

15,436 client accounts

Services offered by JOHNSON INVESTMENT COUNSEL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at JOHNSON INVESTMENT COUNSEL, INC. →

Introduction

Speak with Dale

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Dale is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Dale Howard Coates offer?

Dale Howard Coates specializes in Financial Planning, Investment Management, Wealth Management.

What are Dale Howard Coates's credentials?

Dale Howard Coates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dale Howard Coates located?

Dale Howard Coates is based in CINCINNATI, Ohio, last registered with JOHNSON INVESTMENT COUNSEL, INC..

How does Dale Howard Coates charge for services?

Dale Howard Coates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSON INVESTMENT COUNSEL, INC.?

JOHNSON INVESTMENT COUNSEL, INC. has approximately 151 employees and manages $18.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →