Unclaimed Profile

Carter Louis Randolph

RANDOLPH CO INC·CINCINNATI, Ohio

Series 65Clean record9 years registeredRANDOLPH CO INC

4200 MALSBARY ROAD, CINCINNATI, OH 45242CRD# 4348355Firm CRD# 104868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carter Louis Randolph · CINCINNATI, OH

Registration

CRD #4348355 · RANDOLPH CO INC · 9 years registered

Brand Profile

Not yet started

Career History

RANDOLPH CO INC

Apr 2025 – present

OMEGA WEALTH PRIVATE CAPITAL LLC

Sep 2023 – Feb 2025

CINCINNATI, OH

RANDOLPH CO INC

Jan 2017 – Aug 2023

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 17, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RANDOLPH CO INC

CRD 104868 · SEC 801-28213

AUM

$808M

Regulatory assets under management

Employees

160 client accounts

Services offered by RANDOLPH CO INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RANDOLPH CO INC →

Introduction

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Frequently Asked Questions

What services does Carter Louis Randolph offer?

Carter Louis Randolph specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Carter Louis Randolph's credentials?

Carter Louis Randolph is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carter Louis Randolph located?

Carter Louis Randolph is based in CINCINNATI, Ohio, working with RANDOLPH CO INC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Carter Louis Randolph charge for services?

Carter Louis Randolph's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RANDOLPH CO INC?

RANDOLPH CO INC has approximately 3 employees and manages $808M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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