Unclaimed Profile

Carl Robert Hollister

L.M. KOHN & COMPANY·CINCINNATI, Ohio

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 63, Series 65, Series 99TOClean record26 years registeredL.M. KOHN & COMPANY

10151 CARVER RD., CINCINNATI, OH 45242CRD# 1953484Firm CRD# 27913

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Robert Hollister · CINCINNATI, OH

Registration

CRD #1953484 · L.M. KOHN & COMPANY · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

Oct 1999 – Dec 2025

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 63

Series 65

Series 99TO

Registration record

First registered · October 29, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L.M. KOHN & COMPANY

CRD 27913 · SEC 801-38116

AUM

$2.1B

Regulatory assets under management

Employees

5,799 client accounts

Services offered by L.M. KOHN & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L.M. KOHN & COMPANY →

Introduction

Speak with Carl Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carl Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carl Robert Hollister offer?

Carl Robert Hollister specializes in Financial Planning, Investment Management, Wealth Management.

What are Carl Robert Hollister's credentials?

Carl Robert Hollister is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Robert Hollister located?

Carl Robert Hollister is based in CINCINNATI, Ohio, last registered with L.M. KOHN & COMPANY.

How does Carl Robert Hollister charge for services?

Carl Robert Hollister's firm is compensated through percentage of aum, hourly charges, subscription fees, other: flat commission/execution fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L.M. KOHN & COMPANY?

L.M. KOHN & COMPANY has approximately 85 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →