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Beverly Ann Kennedy

ROSS, SINCLAIRE & ASSOCIATES, LLC·CINCINNATI, Ohio
SIE, Series 4, Series 7ROSS, SINCLAIRE & ASSOCIATES, LLC
700 WALNUT STREET, CINCINNATI, OH 45202-2027CRD# 1500033Firm CRD# 25440

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Beverly Ann Kennedy · CINCINNATI, OH
Registration
CRD #1500033 · ROSS, SINCLAIRE & ASSOCIATES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD 25440 · SEC 801-78513
AUM
$354M
Regulatory assets under management
Employees
7
808 client accounts
Services offered by ROSS, SINCLAIRE & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROSS, SINCLAIRE & ASSOCIATES, LLC →
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Frequently Asked Questions

What services does Beverly Ann Kennedy offer?
Beverly Ann Kennedy specializes in Financial Planning, Investment Management. Contact their office in CINCINNATI, Ohio for a consultation.
What are Beverly Ann Kennedy's credentials?
Beverly Ann Kennedy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Beverly Ann Kennedy located?
Beverly Ann Kennedy is based in CINCINNATI, Ohio, working with ROSS, SINCLAIRE & ASSOCIATES, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.
How does Beverly Ann Kennedy charge for services?
Beverly Ann Kennedy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSS, SINCLAIRE & ASSOCIATES, LLC?
ROSS, SINCLAIRE & ASSOCIATES, LLC has approximately 7 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROSS, SINCLAIRE & ASSOCIATES, LLC

Murray Sinclaire
CINCINNATI, OH
Karl A Mr Spisak
CINCINNATI, OH

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