Unclaimed Profile

Greg James Smith

KEY INVESTMENT SERVICES LLC·BROOKLYN, Ohio

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52, Series 53, Series 63, Series 66, Series 99TO19 years registeredKEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, BROOKLYN, OH 44144CRD# 3006458Firm CRD# 136300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Greg James Smith · BROOKLYN, OH

Registration

CRD #3006458 · KEY INVESTMENT SERVICES LLC · 19 years registered

Brand Profile

Not yet started

Career History

HUNTINGTON FINANCIAL ADVISORS

Sep 2024 – present

THE HUNTINGTON INVESTMENT COMPANY

Sep 2024 – present

KEY INVESTMENT SERVICES LLC

Oct 2014 – Sep 2024

BROOKLYN, OH

KEY INVESTMENT SERVICES LLC

Jan 2007 – Mar 2014

BROOKLYN, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · January 5, 2007

Years registered · 19

Disclosure History

2000Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEY INVESTMENT SERVICES LLC

CRD 136300 · SEC 801-65060

AUM

$4.2B

Regulatory assets under management

Employees

1,098

26,437 client accounts

Services offered by KEY INVESTMENT SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KEY INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Greg James Smith offer?

Greg James Smith specializes in Investment Management, Fee-Only Advisory. Contact their office in BROOKLYN, Ohio for a consultation.

What are Greg James Smith's credentials?

Greg James Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Greg James Smith located?

Greg James Smith is based in BROOKLYN, Ohio, working with KEY INVESTMENT SERVICES LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.

How does Greg James Smith charge for services?

Greg James Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEY INVESTMENT SERVICES LLC?

KEY INVESTMENT SERVICES LLC has approximately 1098 employees and manages $4.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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