Unclaimed Profile

James B Coon

KEY INVESTMENT SERVICES LLC·BROOKLYN, Ohio

SIE, Series 3, Series 7, Series 8, Series 24, Series 63, Series 6525 years registeredKEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, BROOKLYN, OH 44144CRD# 1727563Firm CRD# 136300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James B Coon · BROOKLYN, OH

Registration

CRD #1727563 · KEY INVESTMENT SERVICES LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

Feb 2008 – Jul 2018

BOULDER, CO

WELLS FARGO INVESTMENTS, LLC

May 2001 – Jan 2008

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · May 15, 2001

Years registered · 25

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEY INVESTMENT SERVICES LLC

CRD 136300 · SEC 801-65060

AUM

$4.2B

Regulatory assets under management

Employees

1,098

26,437 client accounts

Services offered by KEY INVESTMENT SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KEY INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does James B Coon offer?

James B Coon specializes in Investment Management, Fee-Only Advisory.

What are James B Coon's credentials?

James B Coon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James B Coon located?

James B Coon is based in BROOKLYN, Ohio, last registered with KEY INVESTMENT SERVICES LLC.

How does James B Coon charge for services?

James B Coon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEY INVESTMENT SERVICES LLC?

KEY INVESTMENT SERVICES LLC has approximately 1098 employees and manages $4.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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