Unclaimed Profile

William Stephen Harvey

WHITCOMB & HESS, INC.·ASHLAND, Ohio

Series 65Clean record23 years registeredWHITCOMB & HESS, INC.

1020 CLEVELAND AVENUE, ASHLAND, OH 44805CRD# 4550728Firm CRD# 121064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Stephen Harvey · ASHLAND, OH

Registration

CRD #4550728 · WHITCOMB & HESS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WHITCOMB & HESS, INC.

WHITCOMB & HESS, INC.

Aug 2013 – May 2020

ASHLAND, OH

WHITCOMB & HESS, INC.

Jan 2003 – Sep 2006

ASHLAND, OH

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 17, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHITCOMB & HESS, INC.

CRD 121064 · SEC 801-78798

AUM

$344M

Regulatory assets under management

Employees

2,547 client accounts

Services offered by WHITCOMB & HESS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WHITCOMB & HESS, INC. →

Introduction

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Frequently Asked Questions

What services does William Stephen Harvey offer?

William Stephen Harvey specializes in Financial Planning, Investment Management, Wealth Management.

What are William Stephen Harvey's credentials?

William Stephen Harvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Stephen Harvey located?

William Stephen Harvey is based in ASHLAND, Ohio, last registered with WHITCOMB & HESS, INC..

How does William Stephen Harvey charge for services?

William Stephen Harvey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHITCOMB & HESS, INC.?

WHITCOMB & HESS, INC. has approximately 28 employees and manages $344M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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