Unclaimed Profile

Aaron Lee Bates

WHITCOMB & HESS, INC.·ASHLAND, Ohio

Series 6Clean record22 years registeredWHITCOMB & HESS, INC.

1020 CLEVELAND AVENUE, ASHLAND, OH 44805CRD# 4657614Firm CRD# 121064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Lee Bates · ASHLAND, OH

Registration

CRD #4657614 · WHITCOMB & HESS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

WHITCOMB & HESS, INC.

Mar 2004 – present

Registrations & Exams

FINRA examinations passed

Series 6

Registration record

First registered · March 18, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHITCOMB & HESS, INC.

CRD 121064 · SEC 801-78798

AUM

$344M

Regulatory assets under management

Employees

2,547 client accounts

Services offered by WHITCOMB & HESS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WHITCOMB & HESS, INC. →

Introduction

Speak with Aaron

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Aaron is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ASHLAND?

Browse all registered financial advisors in ASHLAND, Ohio or claim this profile if it's yours.

Browse ASHLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Aaron Lee Bates offer?

Aaron Lee Bates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ASHLAND, Ohio for a consultation.

What are Aaron Lee Bates's credentials?

Aaron Lee Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Lee Bates located?

Aaron Lee Bates is based in ASHLAND, Ohio, working with WHITCOMB & HESS, INC.. Their office serves clients in the ASHLAND metropolitan area and surrounding communities.

How does Aaron Lee Bates charge for services?

Aaron Lee Bates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHITCOMB & HESS, INC.?

WHITCOMB & HESS, INC. has approximately 28 employees and manages $344M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →