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Paul Arthur Light

LIGHT FINANCIAL SERVICES, INC.·FARGO, North Dakota
Series 6, Series 7, Series 63, Series 65Clean record22 years registeredLIGHT FINANCIAL SERVICES, INC.
3575 45TH ST S, FARGO, ND 58104CRD# 1986167Firm CRD# 131678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Arthur Light · FARGO, ND
Registration
CRD #1986167 · LIGHT FINANCIAL SERVICES, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

LIGHT FINANCIAL SERVICES, INC.
Nov 2004 – present
UNITED SECURITIES ALLIANCE, INC.
Oct 2003 – Nov 2003
FARGO, ND
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · October 23, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LIGHT FINANCIAL SERVICES, INC.
CRD 131678 · SEC 801-123619
AUM
$126M
Regulatory assets under management
Employees
2
1,599 client accounts
Services offered by LIGHT FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LIGHT FINANCIAL SERVICES, INC. →
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05

Frequently Asked Questions

What services does Paul Arthur Light offer?
Paul Arthur Light specializes in Financial Planning, Investment Management. Contact their office in FARGO, North Dakota for a consultation.
What are Paul Arthur Light's credentials?
Paul Arthur Light is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Arthur Light located?
Paul Arthur Light is based in FARGO, North Dakota, working with LIGHT FINANCIAL SERVICES, INC.. Their office serves clients in the FARGO metropolitan area and surrounding communities.
How does Paul Arthur Light charge for services?
Paul Arthur Light's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIGHT FINANCIAL SERVICES, INC.?
LIGHT FINANCIAL SERVICES, INC. has approximately 2 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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