Unclaimed Profile

Craig Alan Rottman

CLASSIC ASSET MANAGEMENT, LLC·FARGO, North Dakota

SIE, Series 7, Series 24, Series 6623 years registeredCLASSIC ASSET MANAGEMENT, LLC

1220 28TH AVENUE NORTH, FARGO, ND 58102CRD# 4647293Firm CRD# 122030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Alan Rottman · FARGO, ND

Registration

CRD #4647293 · CLASSIC ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

FINANCIAL STRATEGIES GROUP

Jul 2006 – present

SECURE ASSET MANAGEMENT, L.L.C.

Mar 2024 – Feb 2026

Lakewood, CO

QUESTAR ASSET MANAGEMENT, INC.

Jan 2005 – Oct 2007

FARGO, ND

QUESTAR CAPITAL CORPORATION

Jun 2003 – Dec 2005

FARGO, ND

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · June 18, 2003

Years registered · 23

Disclosure History

2024Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLASSIC ASSET MANAGEMENT, LLC

CRD 122030 · SEC 801-67302

AUM

$182M

Regulatory assets under management

Employees

1,968 client accounts

Services offered by CLASSIC ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLASSIC ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Craig Alan Rottman offer?

Craig Alan Rottman specializes in Financial Planning, Investment Management. Contact their office in FARGO, North Dakota for a consultation.

What are Craig Alan Rottman's credentials?

Craig Alan Rottman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig Alan Rottman located?

Craig Alan Rottman is based in FARGO, North Dakota, working with CLASSIC ASSET MANAGEMENT, LLC. Their office serves clients in the FARGO metropolitan area and surrounding communities.

How does Craig Alan Rottman charge for services?

Craig Alan Rottman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLASSIC ASSET MANAGEMENT, LLC?

CLASSIC ASSET MANAGEMENT, LLC has approximately 10 employees and manages $182M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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