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Kelly L Steffes

T&S INVESTMENTS, LLC·FARGO, North Dakota
Clean recordT&S INVESTMENTS, LLC
210 N. BROADWAY, FARGO, ND 58102-4771CRD# 6077919Firm CRD# 164425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kelly L Steffes · FARGO, ND
Registration
CRD #6077919 · T&S INVESTMENTS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kelly L Steffes is a registered financial advisor based in FARGO, North Dakota, affiliated with T&S INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
T&S INVESTMENTS, LLC
T&S INVESTMENTS
AUM
$14M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at T&S INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 6077919
Firm CRD# 164425
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kelly L Steffes offer?
Kelly L Steffes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FARGO, North Dakota for a consultation.
What are Kelly L Steffes's credentials?
Kelly L Steffes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kelly L Steffes located?
Kelly L Steffes is based in FARGO, North Dakota, working with T&S INVESTMENTS, LLC. Their office serves clients in the FARGO metropolitan area and surrounding communities.
How does Kelly L Steffes charge for services?
Kelly L Steffes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is T&S INVESTMENTS, LLC?
T&S INVESTMENTS, LLC has approximately 2 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at T&S INVESTMENTS, LLC

Richard Duane Thoreson
FARGO, ND

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