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Kelly L Steffes

T&S INVESTMENTS, LLC·FARGO, North Dakota
Series 65Clean record13 years registeredT&S INVESTMENTS, LLC
210 N. BROADWAY, FARGO, ND 58102-4771CRD# 6077919Firm CRD# 164425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kelly L Steffes · FARGO, ND
Registration
CRD #6077919 · T&S INVESTMENTS, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

THORESON STEFFES
Sep 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 10, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
T&S INVESTMENTS, LLC
CRD 164425 · SEC 801-80084
AUM
$14M
Regulatory assets under management
Employees
2
5 client accounts
Services offered by T&S INVESTMENTS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at T&S INVESTMENTS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Kelly L Steffes offer?
Kelly L Steffes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FARGO, North Dakota for a consultation.
What are Kelly L Steffes's credentials?
Kelly L Steffes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kelly L Steffes located?
Kelly L Steffes is based in FARGO, North Dakota, working with T&S INVESTMENTS, LLC. Their office serves clients in the FARGO metropolitan area and surrounding communities.
How does Kelly L Steffes charge for services?
Kelly L Steffes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is T&S INVESTMENTS, LLC?
T&S INVESTMENTS, LLC has approximately 2 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Richard Duane Thoreson
FARGO, ND

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