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Kelly L Steffes

T&S INVESTMENTS, LLC·FARGO, North Dakota
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210 N. BROADWAY, FARGO, ND 58102-4771CRD# 6077919Firm CRD# 164425
01

About

Kelly L Steffes is a registered financial advisor based in FARGO, North Dakota, affiliated with T&S INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
T&S INVESTMENTS, LLC
T&S INVESTMENTS
AUM
$14M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at T&S INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 6077919
Firm CRD# 164425
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kelly L Steffes offer?
Kelly L Steffes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FARGO, North Dakota for a consultation.
What are Kelly L Steffes's credentials?
Kelly L Steffes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kelly L Steffes located?
Kelly L Steffes is based in FARGO, North Dakota, working with T&S INVESTMENTS, LLC. Their office serves clients in the FARGO metropolitan area and surrounding communities.
How does Kelly L Steffes charge for services?
Kelly L Steffes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is T&S INVESTMENTS, LLC?
T&S INVESTMENTS, LLC has approximately 2 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in FARGO
Robert Paul Mastel — RPM ADVISORS, LLCKarla Rae Wilson — EIDE BAILLY ADVISORS, LLCMike Astrup — EIDE BAILLY ADVISORS, LLCJerry Topp — EIDE BAILLY ADVISORS, LLCDouglas Gene Schmitz — CLASSIC ASSET MANAGEMENT, LLC
Nearby cities in North Dakota
MINOT (14)BISMARCK (5)GRAND FORKS (5)
City Guides
MINOT GuideBISMARCK GuideGRAND FORKS Guide
Research
Advisor Fees in North DakotaNational Fee Analysis
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