Unclaimed Profile

Douglas Gene Schmitz

CLASSIC ASSET MANAGEMENT, LLC·FARGO, North Dakota

SIE, Series 7, Series 24, Series 63, Series 65, Series 6624 years registeredCLASSIC ASSET MANAGEMENT, LLC

1220 28TH AVENUE NORTH, FARGO, ND 58102CRD# 1771132Firm CRD# 122030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Gene Schmitz · FARGO, ND

Registration

CRD #1771132 · CLASSIC ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

FINANCIAL STRATEGIES GROUP

Jul 2006 – present

SECURE ASSET MANAGEMENT, L.L.C.

Jun 2024 – Jan 2026

Fargo, ND

QUESTAR ASSET MANAGEMENT, INC.

Jan 2005 – Oct 2007

FARGO, ND

QUESTAR CAPITAL CORPORATION

Jan 2003 – Dec 2005

FARGO, ND

MULTI-FINANCIAL SECURITIES CORPORATION

Jan 2002 – Dec 2002

FARGO, ND

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · January 22, 2002

Years registered · 24

Disclosure History

2024Customer Dispute·Settled

2023Regulatory·Final

2020Customer Dispute·Closed-No Action

2020Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLASSIC ASSET MANAGEMENT, LLC

CRD 122030 · SEC 801-67302

AUM

$182M

Regulatory assets under management

Employees

1,968 client accounts

Services offered by CLASSIC ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLASSIC ASSET MANAGEMENT, LLC →

Introduction

Speak with Douglas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FARGO?

Browse all registered financial advisors in FARGO, North Dakota or claim this profile if it's yours.

Browse FARGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Douglas Gene Schmitz offer?

Douglas Gene Schmitz specializes in Financial Planning, Investment Management. Contact their office in FARGO, North Dakota for a consultation.

What are Douglas Gene Schmitz's credentials?

Douglas Gene Schmitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Gene Schmitz located?

Douglas Gene Schmitz is based in FARGO, North Dakota, working with CLASSIC ASSET MANAGEMENT, LLC. Their office serves clients in the FARGO metropolitan area and surrounding communities.

How does Douglas Gene Schmitz charge for services?

Douglas Gene Schmitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLASSIC ASSET MANAGEMENT, LLC?

CLASSIC ASSET MANAGEMENT, LLC has approximately 10 employees and manages $182M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →