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Jonathan Keith Haugen

NORTH POINT FINANCIAL PLANNERS·BISMARCK, North Dakota
SIE, Series 6, Series 7, Series 63, Series 66Clean record20 years registeredNORTH POINT FINANCIAL PLANNERS
4401 COLEMAN STREET - SUITE 103, BISMARCK, ND 58503CRD# 4364414Firm CRD# 289180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jonathan Keith Haugen · BISMARCK, ND
Registration
CRD #4364414 · NORTH POINT FINANCIAL PLANNERS · 20 years registered
Brand Profile
Not yet started
01

Career History

INDEPENDENT ADVISOR ALLIANCE, LLC
Apr 2018 – present
LPL FINANCIAL LLC
May 2025 – Oct 2025
BISMARCK, ND
LEVEL FOUR ADVISORY SERVICES
Nov 2015 – Apr 2018
Bismarck, ND
THRIVENT INVESTMENT MANAGEMENT INC.
Feb 2007 – Oct 2015
HAZEN, ND
WACHOVIA SECURITIES, LLC
Mar 2006 – Feb 2007
MORGANTON, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · March 1, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NORTH POINT FINANCIAL PLANNERS
CRD 289180 · SEC 801-111044
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by NORTH POINT FINANCIAL PLANNERS
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NORTH POINT FINANCIAL PLANNERS →
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05

Frequently Asked Questions

What services does Jonathan Keith Haugen offer?
Jonathan Keith Haugen specializes in Financial Planning, Investment Management. Contact their office in BISMARCK, North Dakota for a consultation.
What are Jonathan Keith Haugen's credentials?
Jonathan Keith Haugen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jonathan Keith Haugen located?
Jonathan Keith Haugen is based in BISMARCK, North Dakota, working with NORTH POINT FINANCIAL PLANNERS. Their office serves clients in the BISMARCK metropolitan area and surrounding communities.
How does Jonathan Keith Haugen charge for services?
Jonathan Keith Haugen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH POINT FINANCIAL PLANNERS?
NORTH POINT FINANCIAL PLANNERS has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTH POINT FINANCIAL PLANNERS

James Andrew Frigstad
BISMARCK, ND
CFPChFC
Hayley Rose Akre
BISMARCK, ND
Nicholas Guy Wiedrich
BISMARCK, ND

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