Unclaimed Profile

Charles Collett Patton

MIMOSA INVESTMENT MANAGEMENT, LLC·WINSTON-SALEM, North Carolina

Series 65Clean record21 years registeredMIMOSA INVESTMENT MANAGEMENT, LLC

4400 SILAS CREEK PARKWAY, WINSTON-SALEM, NC 27104CRD# 2441574Firm CRD# 114315

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Collett Patton · WINSTON-SALEM, NC

Registration

CRD #2441574 · MIMOSA INVESTMENT MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIMOSA INVESTMENT MANAGEMENT, LLC

PARSEC FINANCIAL MANAGEMENT, INC

Jul 2017 – Jan 2019

WINSTON SALEM, NC

MIMOSA INVESTMENT MANAGEMENT, LLC

Jan 2005 – Jul 2017

WINSTON-SALEM, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 14, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIMOSA INVESTMENT MANAGEMENT, LLC

CRD 114315 · SEC 801-60543

AUM

$41M

Regulatory assets under management

Employees

78 client accounts

Services offered by MIMOSA INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MIMOSA INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Collett Patton offer?

Charles Collett Patton specializes in Investment Management, Fee-Only Advisory.

What are Charles Collett Patton's credentials?

Charles Collett Patton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Collett Patton located?

Charles Collett Patton is based in WINSTON-SALEM, North Carolina, last registered with MIMOSA INVESTMENT MANAGEMENT, LLC.

How does Charles Collett Patton charge for services?

Charles Collett Patton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIMOSA INVESTMENT MANAGEMENT, LLC?

MIMOSA INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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