Unclaimed Profile

Meredith Howell Koenig

LUMINA WEALTH MANAGEMENT, LLC·WILMINGTON, North Carolina

Series 7, Series 63, Series 65Clean record17 years registeredLUMINA WEALTH MANAGEMENT, LLC

1508 MILITARY CUTOFF ROAD, WILMINGTON, NC 28403CRD# 5346851Firm CRD# 291548

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Meredith Howell Koenig · WILMINGTON, NC

Registration

CRD #5346851 · LUMINA WEALTH MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

LUMINA WEALTH MANAGEMENT, LLC

Mar 2018 – present

ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC

Aug 2009 – Mar 2018

WILMINGTON, NC

WELLS FARGO ADVISORS, LLC

Apr 2009 – Aug 2009

WILMINGTON, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 6, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LUMINA WEALTH MANAGEMENT, LLC

CRD 291548 · SEC 801-112277

AUM

$177M

Regulatory assets under management

Employees

157 client accounts

Services offered by LUMINA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LUMINA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Meredith Howell Koenig offer?

Meredith Howell Koenig specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, North Carolina for a consultation.

What are Meredith Howell Koenig's credentials?

Meredith Howell Koenig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Meredith Howell Koenig located?

Meredith Howell Koenig is based in WILMINGTON, North Carolina, working with LUMINA WEALTH MANAGEMENT, LLC. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Meredith Howell Koenig charge for services?

Meredith Howell Koenig's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LUMINA WEALTH MANAGEMENT, LLC?

LUMINA WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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