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Mary Catherine Ferguson

CONCORDE FINANCIAL RESOURCES I INC.·WILKESBORO, North Carolina
SIE, Series 7, Series 24, Series 63, Series 66, Series 99TOClean record12 years registeredCONCORDE FINANCIAL RESOURCES I INC.
1836 WEST US HIGHWAY 421, WILKESBORO, NC 28697CRD# 4463477Firm CRD# 117836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mary Catherine Ferguson · WILKESBORO, NC
Registration
CRD #4463477 · CONCORDE FINANCIAL RESOURCES I INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

CONCORDE FINANCIAL RESOURCES
Sep 2013 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Series 99TO
Registration record
First registered · September 10, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CONCORDE FINANCIAL RESOURCES I INC.
CRD 117836 · SEC 801-113094
AUM
$183M
Regulatory assets under management
Employees
3
503 client accounts
Services offered by CONCORDE FINANCIAL RESOURCES I INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CONCORDE FINANCIAL RESOURCES I INC. →
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Frequently Asked Questions

What services does Mary Catherine Ferguson offer?
Mary Catherine Ferguson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WILKESBORO, North Carolina for a consultation.
What are Mary Catherine Ferguson's credentials?
Mary Catherine Ferguson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Catherine Ferguson located?
Mary Catherine Ferguson is based in WILKESBORO, North Carolina, working with CONCORDE FINANCIAL RESOURCES I INC.. Their office serves clients in the WILKESBORO metropolitan area and surrounding communities.
How does Mary Catherine Ferguson charge for services?
Mary Catherine Ferguson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONCORDE FINANCIAL RESOURCES I INC.?
CONCORDE FINANCIAL RESOURCES I INC. has approximately 3 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CONCORDE FINANCIAL RESOURCES I INC.

Jessica Marie Trunck
WILKESBORO, NC
Wade Earl Sanders
WILKESBORO, NC
CFP
James Clayton Faw
WILKESBORO, NC
CFP

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Nearby cities in North Carolina
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City Guides
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Research
Advisor Fees in North CarolinaNational Fee Analysis
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