Unclaimed Profile

James Clayton Faw

CONCORDE FINANCIAL RESOURCES I INC.·WILKESBORO, North Carolina

SIE, Series 7, Series 24, Series 63CFPClean record12 years registeredCONCORDE FINANCIAL RESOURCES I INC.

1836 WEST US HIGHWAY 421, WILKESBORO, NC 28697CRD# 4463485Firm CRD# 117836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Clayton Faw · WILKESBORO, NC

Registration

CRD #4463485 · CONCORDE FINANCIAL RESOURCES I INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONCORDE FINANCIAL RESOURCES I INC.

CONCORDE FINANCIAL RESOURCES, LLC

Mar 2014 – Dec 2017

WILKESBORO, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · March 5, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONCORDE FINANCIAL RESOURCES I INC.

CRD 117836 · SEC 801-113094

AUM

$183M

Regulatory assets under management

Employees

503 client accounts

Services offered by CONCORDE FINANCIAL RESOURCES I INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONCORDE FINANCIAL RESOURCES I INC. →

Introduction

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Frequently Asked Questions

What services does James Clayton Faw offer?

James Clayton Faw specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are James Clayton Faw's credentials?

James Clayton Faw holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Clayton Faw located?

James Clayton Faw is based in WILKESBORO, North Carolina, last registered with CONCORDE FINANCIAL RESOURCES I INC..

How does James Clayton Faw charge for services?

James Clayton Faw's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCORDE FINANCIAL RESOURCES I INC.?

CONCORDE FINANCIAL RESOURCES I INC. has approximately 3 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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