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James Clayton Faw

CONCORDE FINANCIAL RESOURCES I INC.·WILKESBORO, North Carolina
Clean recordCONCORDE FINANCIAL RESOURCES I INC.
1836 WEST US HIGHWAY 421, WILKESBORO, NC 28697CRD# 4463485Firm CRD# 117836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Clayton Faw · WILKESBORO, NC
Registration
CRD #4463485 · CONCORDE FINANCIAL RESOURCES I INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Clayton Faw is a registered financial advisor based in WILKESBORO, North Carolina, affiliated with CONCORDE FINANCIAL RESOURCES I INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CONCORDE FINANCIAL RESOURCES I INC.
CONCORDE FINANCIAL RESOURCES
AUM
$183M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CONCORDE FINANCIAL RESOURCES I INC. →
Services
Financial planning
Portfolio management (individuals)
Market timing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4463485
Firm CRD# 117836
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Clayton Faw offer?
James Clayton Faw specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WILKESBORO, North Carolina for a consultation.
What are James Clayton Faw's credentials?
James Clayton Faw is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Clayton Faw located?
James Clayton Faw is based in WILKESBORO, North Carolina, working with CONCORDE FINANCIAL RESOURCES I INC.. Their office serves clients in the WILKESBORO metropolitan area and surrounding communities.
How does James Clayton Faw charge for services?
James Clayton Faw's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONCORDE FINANCIAL RESOURCES I INC.?
CONCORDE FINANCIAL RESOURCES I INC. has approximately 3 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CONCORDE FINANCIAL RESOURCES I INC.

Mary Catherine Ferguson
WILKESBORO, NC
Wade Earl Sanders
WILKESBORO, NC
Jessica Marie Trunck
WILKESBORO, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)WINSTON-SALEM (76)WILMINGTON (48)CARY (30)CORNELIUS (23)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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