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Timothy Francis Phelan

RIVER SOURCE WEALTH MANAGEMENT, LLC·WAYNESVILLE, North Carolina
Clean recordRIVER SOURCE WEALTH MANAGEMENT, LLC
168 TATE STREET, WAYNESVILLE, NC 28786CRD# 704474Firm CRD# 150852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Francis Phelan · WAYNESVILLE, NC
Registration
CRD #704474 · RIVER SOURCE WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Timothy Francis Phelan is a registered financial advisor based in WAYNESVILLE, North Carolina, affiliated with RIVER SOURCE WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
RIVER SOURCE WEALTH MANAGEMENT, LLC
RIVER SOURCE WEALTH MANAGEMENT, LLC
AUM
$236M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at RIVER SOURCE WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 704474
Firm CRD# 150852
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Timothy Francis Phelan offer?
Timothy Francis Phelan specializes in Financial Planning, Investment Management. Contact their office in WAYNESVILLE, North Carolina for a consultation.
What are Timothy Francis Phelan's credentials?
Timothy Francis Phelan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Francis Phelan located?
Timothy Francis Phelan is based in WAYNESVILLE, North Carolina, working with RIVER SOURCE WEALTH MANAGEMENT, LLC. Their office serves clients in the WAYNESVILLE metropolitan area and surrounding communities.
How does Timothy Francis Phelan charge for services?
Timothy Francis Phelan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER SOURCE WEALTH MANAGEMENT, LLC?
RIVER SOURCE WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVER SOURCE WEALTH MANAGEMENT, LLC

Stephen Brandon Anderson
WAYNESVILLE, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)WINSTON-SALEM (76)WILMINGTON (48)CARY (30)CORNELIUS (23)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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