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Stephen Brandon Anderson

RIVER SOURCE WEALTH MANAGEMENT, LLC·WAYNESVILLE, North Carolina
Series 6, Series 63, Series 6520 years registeredRIVER SOURCE WEALTH MANAGEMENT, LLC
168 TATE STREET, WAYNESVILLE, NC 28786CRD# 4062846Firm CRD# 150852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Brandon Anderson · WAYNESVILLE, NC
Registration
CRD #4062846 · RIVER SOURCE WEALTH MANAGEMENT, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: RIVER SOURCE WEALTH MANAGEMENT, LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
Apr 2017 – May 2019
MOUNT JULIET, TN
RIVER SOURCE WEALTH MANAGEMENT, LLC
Nov 2010 – Mar 2017
WAYNESVILLE, NC
HARBOR CAPITAL MANAGEMENT INC
Dec 2005 – Oct 2009
WAYNESVILLE, NC
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · December 6, 2005
Years registered · 20
03

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RIVER SOURCE WEALTH MANAGEMENT, LLC
CRD 150852 · SEC 801-70474
AUM
$236M
Regulatory assets under management
Employees
3
1,273 client accounts
Services offered by RIVER SOURCE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RIVER SOURCE WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Stephen Brandon Anderson offer?
Stephen Brandon Anderson specializes in Financial Planning, Investment Management.
What are Stephen Brandon Anderson's credentials?
Stephen Brandon Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Brandon Anderson located?
Stephen Brandon Anderson is based in WAYNESVILLE, North Carolina, last registered with RIVER SOURCE WEALTH MANAGEMENT, LLC.
How does Stephen Brandon Anderson charge for services?
Stephen Brandon Anderson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER SOURCE WEALTH MANAGEMENT, LLC?
RIVER SOURCE WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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