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Shawn Michael Fleming

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC·STATESVILLE, North Carolina
Series 65Clean record19 years registeredPROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
211 SOUTH CENTER STREET, STATESVILLE, NC 28677CRD# 5316725Firm CRD# 150266

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Michael Fleming · STATESVILLE, NC
Registration
CRD #5316725 · PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
Jun 2009 – present
PROFESSIONAL ADVISORY SERVICES, LLC
Apr 2007 – Nov 2009
STATESVILLE, NC
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 30, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
CRD 150266 · SEC 801-123592
AUM
$119M
Regulatory assets under management
Employees
4
62 client accounts
Services offered by PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC →
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05

Frequently Asked Questions

What services does Shawn Michael Fleming offer?
Shawn Michael Fleming specializes in Financial Planning, Investment Management. Contact their office in STATESVILLE, North Carolina for a consultation.
What are Shawn Michael Fleming's credentials?
Shawn Michael Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Michael Fleming located?
Shawn Michael Fleming is based in STATESVILLE, North Carolina, working with PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC. Their office serves clients in the STATESVILLE metropolitan area and surrounding communities.
How does Shawn Michael Fleming charge for services?
Shawn Michael Fleming's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC?
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC has approximately 4 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

John Gregory Stevenson
STATESVILLE, NC

More Advisors in STATESVILLE, North Carolina

Keith Michael Norris
PROFESSIONAL ADVISORY SERVICES, LLC·STATESVILLE, NC
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PROFESSIONAL ADVISORY SERVICES, LLC·STATESVILLE, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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