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Shawn Michael Fleming

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC·STATESVILLE, North Carolina
Clean recordPROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
211 SOUTH CENTER STREET, STATESVILLE, NC 28677CRD# 5316725Firm CRD# 150266

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Michael Fleming · STATESVILLE, NC
Registration
CRD #5316725 · PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Shawn Michael Fleming is a registered financial advisor based in STATESVILLE, North Carolina, affiliated with PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
AUM
$119M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5316725
Firm CRD# 150266
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Shawn Michael Fleming offer?
Shawn Michael Fleming specializes in Financial Planning, Investment Management. Contact their office in STATESVILLE, North Carolina for a consultation.
What are Shawn Michael Fleming's credentials?
Shawn Michael Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Michael Fleming located?
Shawn Michael Fleming is based in STATESVILLE, North Carolina, working with PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC. Their office serves clients in the STATESVILLE metropolitan area and surrounding communities.
How does Shawn Michael Fleming charge for services?
Shawn Michael Fleming's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC?
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC has approximately 4 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

John Gregory Stevenson
STATESVILLE, NC

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)WINSTON-SALEM (76)WILMINGTON (48)CARY (30)CORNELIUS (23)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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