Unclaimed Profile

Carl Douglas Ralston

PROFESSIONAL ADVISORY SERVICES, LLC·STATESVILLE, North Carolina

Series 65Clean record10 years registeredPROFESSIONAL ADVISORY SERVICES, LLC

114 N. CENTER STREET, STATESVILLE, NC 28677CRD# 4501692Firm CRD# 119148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Douglas Ralston · STATESVILLE, NC

Registration

CRD #4501692 · PROFESSIONAL ADVISORY SERVICES, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROFESSIONAL ADVISORY SERVICES, LLC

STRATHMORE CAPITAL ADVISORS

Nov 2015 – Jan 2021

Statesville, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 17, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL ADVISORY SERVICES, LLC

CRD 119148 · SEC 801-63155

AUM

$67M

Regulatory assets under management

Employees

224 client accounts

Services offered by PROFESSIONAL ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PROFESSIONAL ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Carl Douglas Ralston offer?

Carl Douglas Ralston specializes in Investment Management, Wealth Management.

What are Carl Douglas Ralston's credentials?

Carl Douglas Ralston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Douglas Ralston located?

Carl Douglas Ralston is based in STATESVILLE, North Carolina, last registered with PROFESSIONAL ADVISORY SERVICES, LLC.

How does Carl Douglas Ralston charge for services?

Carl Douglas Ralston's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL ADVISORY SERVICES, LLC?

PROFESSIONAL ADVISORY SERVICES, LLC has approximately 1 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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