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Richard Lee Sanford

WHITENER CAPITAL MANAGEMENT, INC·ROCKY MOUNT, North Carolina
Series 7, Series 63, Series 65Clean record22 years registeredWHITENER CAPITAL MANAGEMENT, INC
3993 SUNSET AVENUE, ROCKY MOUNT, NC 27804CRD# 2957281Firm CRD# 106865

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Lee Sanford · ROCKY MOUNT, NC
Registration
CRD #2957281 · WHITENER CAPITAL MANAGEMENT, INC · 22 years registered
Brand Profile
Not yet started
01

Career History

WHITENER CAPITAL MANAGEMENT, INC
Mar 2011 – present
WHITENER CAPITAL MANAGEMENT, INC
Jan 2004 – Feb 2004
ROCKY MOUNT, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · January 19, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WHITENER CAPITAL MANAGEMENT, INC
CRD 106865 · SEC 801-31219
AUM
$409M
Regulatory assets under management
Employees
10
1,284 client accounts
Services offered by WHITENER CAPITAL MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WHITENER CAPITAL MANAGEMENT, INC →
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05

Frequently Asked Questions

What services does Richard Lee Sanford offer?
Richard Lee Sanford specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCKY MOUNT, North Carolina for a consultation.
What are Richard Lee Sanford's credentials?
Richard Lee Sanford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lee Sanford located?
Richard Lee Sanford is based in ROCKY MOUNT, North Carolina, working with WHITENER CAPITAL MANAGEMENT, INC. Their office serves clients in the ROCKY MOUNT metropolitan area and surrounding communities.
How does Richard Lee Sanford charge for services?
Richard Lee Sanford's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WHITENER CAPITAL MANAGEMENT, INC?
WHITENER CAPITAL MANAGEMENT, INC has approximately 10 employees and manages $409M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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