Unclaimed Profile

James Blake Tharin

EMERALD ASSET MANAGEMENT, INC.·ROCKY MOUNT, North Carolina

Series 7, Series 31, Series 63, Series 65Clean record25 years registeredEMERALD ASSET MANAGEMENT, INC.

1701 SUNSET AVENUE, SUITE 302, ROCKY MOUNT, NC 27803CRD# 2187988Firm CRD# 169584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Blake Tharin · ROCKY MOUNT, NC

Registration

CRD #2187988 · EMERALD ASSET MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

EMERALD ASSET MANAGEMENT, INC.

Jan 2015 – present

EMERALD INVESTMENT PARTNERS, LLC

Jan 2014 – Feb 2015

CARY, NC

WELLS FARGO ADVISORS, LLC

Dec 2000 – Dec 2013

ROCKY MOUNT, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · December 15, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHSHIELD PARTNERS, LLC

CRD 169584 · SEC 801-78937

AUM

$918M

Regulatory assets under management

Employees

3,214 client accounts

Services offered by WEALTHSHIELD PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEALTHSHIELD PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does James Blake Tharin offer?

James Blake Tharin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCKY MOUNT, North Carolina for a consultation.

What are James Blake Tharin's credentials?

James Blake Tharin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Blake Tharin located?

James Blake Tharin is based in ROCKY MOUNT, North Carolina, working with EMERALD ASSET MANAGEMENT, INC.. Their office serves clients in the ROCKY MOUNT metropolitan area and surrounding communities.

How does James Blake Tharin charge for services?

James Blake Tharin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMERALD ASSET MANAGEMENT, INC.?

EMERALD ASSET MANAGEMENT, INC. has approximately 22 employees and manages $918M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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