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Louis Alfred Wheless

TAR RIVER WEALTH PLANNING, LLC·LOUISBURG, North Carolina
SIE, Series 7, Series 63, Series 65Clean record24 years registeredTAR RIVER WEALTH PLANNING, LLC
109 N MAIN ST, LOUISBURG, NC 27549-9998CRD# 2846202Firm CRD# 328530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Louis Alfred Wheless · LOUISBURG, NC
Registration
CRD #2846202 · TAR RIVER WEALTH PLANNING, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

TAR RIVER WEALTH PLANNING, LLC
Apr 2024 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jan 2009 – Apr 2024
LOUISBURG, NC
RAYMOND JAMES FINANCIAL SERVICES
Dec 2001 – Jan 2009
RALEIGH, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · December 31, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TAR RIVER WEALTH PLANNING, LLC
CRD 328530 · SEC 801-129188
AUM
$329M
Regulatory assets under management
Employees
9
1,273 client accounts
Services offered by TAR RIVER WEALTH PLANNING, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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05

Frequently Asked Questions

What services does Louis Alfred Wheless offer?
Louis Alfred Wheless specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISBURG, North Carolina for a consultation.
What are Louis Alfred Wheless's credentials?
Louis Alfred Wheless is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Louis Alfred Wheless located?
Louis Alfred Wheless is based in LOUISBURG, North Carolina, working with TAR RIVER WEALTH PLANNING, LLC. Their office serves clients in the LOUISBURG metropolitan area and surrounding communities.
How does Louis Alfred Wheless charge for services?
Louis Alfred Wheless's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TAR RIVER WEALTH PLANNING, LLC?
TAR RIVER WEALTH PLANNING, LLC has approximately 9 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TAR RIVER WEALTH PLANNING, LLC

Arturo Ynocencio Casanova Lumpkin
LOUISBURG, NC
James "tripp" Parker Lumpkin
LOUISBURG, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
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Research
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