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Arturo Ynocencio Casanova Lumpkin

TAR RIVER WEALTH PLANNING, LLC·LOUISBURG, North Carolina
SIE, Series 7, Series 9, Series 10, Series 66Clean record18 years registeredTAR RIVER WEALTH PLANNING, LLC
109 N MAIN ST, LOUISBURG, NC 27549-9998CRD# 5373714Firm CRD# 328530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Arturo Ynocencio Casanova Lumpkin · LOUISBURG, NC
Registration
CRD #5373714 · TAR RIVER WEALTH PLANNING, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

TAR RIVER WEALTH PLANNING, LLC
Jan 2024 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jan 2009 – Dec 2023
LOUISBURG, NC
RAYMOND JAMES FINANCIAL SERVICES
Mar 2008 – Jan 2009
LOUISBURG, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 66
Registration record
First registered · March 11, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TAR RIVER WEALTH PLANNING, LLC
CRD 328530 · SEC 801-129188
AUM
$329M
Regulatory assets under management
Employees
9
1,273 client accounts
Services offered by TAR RIVER WEALTH PLANNING, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TAR RIVER WEALTH PLANNING, LLC →
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Frequently Asked Questions

What services does Arturo Ynocencio Casanova Lumpkin offer?
Arturo Ynocencio Casanova Lumpkin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISBURG, North Carolina for a consultation.
What are Arturo Ynocencio Casanova Lumpkin's credentials?
Arturo Ynocencio Casanova Lumpkin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arturo Ynocencio Casanova Lumpkin located?
Arturo Ynocencio Casanova Lumpkin is based in LOUISBURG, North Carolina, working with TAR RIVER WEALTH PLANNING, LLC. Their office serves clients in the LOUISBURG metropolitan area and surrounding communities.
How does Arturo Ynocencio Casanova Lumpkin charge for services?
Arturo Ynocencio Casanova Lumpkin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TAR RIVER WEALTH PLANNING, LLC?
TAR RIVER WEALTH PLANNING, LLC has approximately 9 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TAR RIVER WEALTH PLANNING, LLC

Louis Alfred Wheless
LOUISBURG, NC
James "tripp" Parker Lumpkin
LOUISBURG, NC

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