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Danny Joe Wakin

BROYHILL ASSET MANAGEMENT, LLC·LENOIR, North Carolina
SIE, Series 7, Series 24, Series 63, Series 65, Series 66Clean record21 years registeredBROYHILL ASSET MANAGEMENT, LLC
800 GOLFVIEW PARK, LENOIR, NC 28645CRD# 1122217Firm CRD# 120462

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Danny Joe Wakin · LENOIR, NC
Registration
CRD #1122217 · BROYHILL ASSET MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

LPL FINANCIAL LLC
May 2025 – present
CUSO FINANCIAL SERVICES, L.P.
Feb 2025 – May 2025
Weatherford, TX
INCOME ADVISORS, LLC
Jul 2024 – Dec 2024
ALEDO, TX
ALLSTATE FINANCIAL ADVISORS, LLC
May 2012 – Jul 2022
BURLESON, TX
BROYHILL ASSET MANAGEMENT, LLC
Aug 2008 – Mar 2012
LENOIR, NC
BROYHILL WAKIN CAPITAL ADVISORS, LLC
Jan 2005 – Dec 2006
LENOIR, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 66
Registration record
First registered · January 10, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BROYHILL ASSET MANAGEMENT, LLC
CRD 120462 · SEC 801-121859
AUM
$192M
Regulatory assets under management
Employees
5
83 client accounts
Services offered by BROYHILL ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at BROYHILL ASSET MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Danny Joe Wakin offer?
Danny Joe Wakin specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LENOIR, North Carolina for a consultation.
What are Danny Joe Wakin's credentials?
Danny Joe Wakin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Danny Joe Wakin located?
Danny Joe Wakin is based in LENOIR, North Carolina, working with BROYHILL ASSET MANAGEMENT, LLC. Their office serves clients in the LENOIR metropolitan area and surrounding communities.
How does Danny Joe Wakin charge for services?
Danny Joe Wakin's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROYHILL ASSET MANAGEMENT, LLC?
BROYHILL ASSET MANAGEMENT, LLC has approximately 5 employees and manages $192M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BROYHILL ASSET MANAGEMENT, LLC

Christopher Rocco Pavese
CHARLOTTE, NC
Andrea Marie Sefler
CHARLOTTE, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
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Research
Advisor Fees in North CarolinaNational Fee Analysis
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