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Derek Sanderson Pszenny

CAROLINA WEALTH MANAGEMENT, INC.·GREENVILLE, North Carolina
Series 7, Series 52, Series 63, Series 65Clean record5 years registeredCAROLINA WEALTH MANAGEMENT, INC.
1706-A EAST ARLINGTON BLVD., GREENVILLE, NC 27858CRD# 2951968Firm CRD# 131393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Derek Sanderson Pszenny · GREENVILLE, NC
Registration
CRD #2951968 · CAROLINA WEALTH MANAGEMENT, INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

CAROLINA WEALTH MANAGEMENT, INC.
Dec 2020 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 52
Series 63
Series 65
Registration record
First registered · December 11, 2020
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAROLINA WEALTH MANAGEMENT, INC.
CRD 131393 · SEC 801-63091
AUM
$624M
Regulatory assets under management
Employees
9
1,387 client accounts
Services offered by CAROLINA WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at CAROLINA WEALTH MANAGEMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Derek Sanderson Pszenny offer?
Derek Sanderson Pszenny specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, North Carolina for a consultation.
What are Derek Sanderson Pszenny's credentials?
Derek Sanderson Pszenny is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Derek Sanderson Pszenny located?
Derek Sanderson Pszenny is based in GREENVILLE, North Carolina, working with CAROLINA WEALTH MANAGEMENT, INC.. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.
How does Derek Sanderson Pszenny charge for services?
Derek Sanderson Pszenny's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAROLINA WEALTH MANAGEMENT, INC.?
CAROLINA WEALTH MANAGEMENT, INC. has approximately 9 employees and manages $624M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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David Ronald Damm
GREENVILLE, NC

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CFP

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