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David Ronald Damm

CAROLINA WEALTH MANAGEMENT, INC.·GREENVILLE, North Carolina
Series 65Clean record10 years registeredCAROLINA WEALTH MANAGEMENT, INC.
1706-A EAST ARLINGTON BLVD., GREENVILLE, NC 27858CRD# 3090486Firm CRD# 131393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Ronald Damm · GREENVILLE, NC
Registration
CRD #3090486 · CAROLINA WEALTH MANAGEMENT, INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

CAROLINA WEALTH MANAGEMENT, INC.
Apr 2016 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 20, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAROLINA WEALTH MANAGEMENT, INC.
CRD 131393 · SEC 801-63091
AUM
$624M
Regulatory assets under management
Employees
9
1,387 client accounts
Services offered by CAROLINA WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at CAROLINA WEALTH MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does David Ronald Damm offer?
David Ronald Damm specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, North Carolina for a consultation.
What are David Ronald Damm's credentials?
David Ronald Damm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Ronald Damm located?
David Ronald Damm is based in GREENVILLE, North Carolina, working with CAROLINA WEALTH MANAGEMENT, INC.. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.
How does David Ronald Damm charge for services?
David Ronald Damm's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAROLINA WEALTH MANAGEMENT, INC.?
CAROLINA WEALTH MANAGEMENT, INC. has approximately 9 employees and manages $624M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAROLINA WEALTH MANAGEMENT, INC.

Derek Sanderson Pszenny
GREENVILLE, NC

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CFP

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Nearby cities in North Carolina
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