Unclaimed Profile

Nathaniel Phillip Carswell

TRIAD FINANCIAL ADVISORS, INC.·GREENSBORO, North Carolina

Series 7, Series 66Clean record19 years registeredTRIAD FINANCIAL ADVISORS, INC.

3623 N. ELM STREET, GREENSBORO, NC 27455CRD# 5141661Firm CRD# 118583

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathaniel Phillip Carswell · GREENSBORO, NC

Registration

CRD #5141661 · TRIAD FINANCIAL ADVISORS, INC. · 19 years registered

Brand Profile

Not yet started

Career History

FORTHRIGHT CAPITAL

Dec 2023 – present

TRIAD FINANCIAL ADVISORS, INC.

Sep 2018 – Dec 2023

GREENSBORO, NC

MORTON WEALTH MANAGEMENT LLC

Nov 2013 – Dec 2018

GREENSBORO, NC

THRIVENT INVESTMENT MANAGEMENT INC.

Mar 2009 – Oct 2013

KERNERSVILLE, NC

FIRST COMMAND FINANCIAL PLANNING, INC.

Jul 2007 – Mar 2009

KERNERSVILLE, NC

EDWARD JONES

Feb 2007 – Apr 2007

ST LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 28, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD FINANCIAL ADVISORS, INC.

CRD 118583 · SEC 801-80645

AUM

$863M

Regulatory assets under management

Employees

2,470 client accounts

Services offered by TRIAD FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRIAD FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Nathaniel Phillip Carswell offer?

Nathaniel Phillip Carswell specializes in Financial Planning, Investment Management. Contact their office in GREENSBORO, North Carolina for a consultation.

What are Nathaniel Phillip Carswell's credentials?

Nathaniel Phillip Carswell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathaniel Phillip Carswell located?

Nathaniel Phillip Carswell is based in GREENSBORO, North Carolina, working with TRIAD FINANCIAL ADVISORS, INC.. Their office serves clients in the GREENSBORO metropolitan area and surrounding communities.

How does Nathaniel Phillip Carswell charge for services?

Nathaniel Phillip Carswell's firm is compensated through percentage of aum, other: fee for monitoring 3rd party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD FINANCIAL ADVISORS, INC.?

TRIAD FINANCIAL ADVISORS, INC. has approximately 19 employees and manages $863M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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