Unclaimed Profile

Marcus Dale Kindley

INTERCAROLINA FINANCIAL SERVICES, INC.·GREENSBORO, North Carolina

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 99TO10 years registeredINTERCAROLINA FINANCIAL SERVICES, INC.

3300 BATTLEGROUND AVENUE, GREENSBORO, NC 27410CRD# 734449Firm CRD# 19475

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marcus Dale Kindley · GREENSBORO, NC

Registration

CRD #734449 · INTERCAROLINA FINANCIAL SERVICES, INC. · 10 years registered

Brand Profile

Not yet started

Career History

INTERCAROLINA FINANCIAL SERVICES, INC.

Mar 2016 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · March 15, 2016

Years registered · 10

Disclosure History

2015Customer Dispute·Settled

1997Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD 19475 · SEC 801-121339

AUM

$130M

Regulatory assets under management

Employees

364 client accounts

Services offered by INTERCAROLINA FINANCIAL SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INTERCAROLINA FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Marcus Dale Kindley offer?

Marcus Dale Kindley specializes in Investment Management. Contact their office in GREENSBORO, North Carolina for a consultation.

What are Marcus Dale Kindley's credentials?

Marcus Dale Kindley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marcus Dale Kindley located?

Marcus Dale Kindley is based in GREENSBORO, North Carolina, working with INTERCAROLINA FINANCIAL SERVICES, INC.. Their office serves clients in the GREENSBORO metropolitan area and surrounding communities.

How does Marcus Dale Kindley charge for services?

Marcus Dale Kindley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTERCAROLINA FINANCIAL SERVICES, INC.?

INTERCAROLINA FINANCIAL SERVICES, INC. has approximately 14 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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