Unclaimed Profile

James Sullivan Agnew

SMITH, SALLEY & ASSOCIATES, LLC·GREENSBORO, North Carolina

Series 65Clean record17 years registeredSMITH, SALLEY & ASSOCIATES, LLC

324 WEST WENDOVER AVENUE, GREENSBORO, NC 27408CRD# 4750145Firm CRD# 129614

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Sullivan Agnew · GREENSBORO, NC

Registration

CRD #4750145 · SMITH, SALLEY & ASSOCIATES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SMITH, SALLEY & ASSOCIATES, LLC

SMITH, SALLEY & ASSOCIATES, LLC

Jun 2009 – Jan 2021

Chapel Hill, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 15, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH, SALLEY & ASSOCIATES, LLC

CRD 129614 · SEC 801-62538

AUM

$3.1B

Regulatory assets under management

Employees

2,327 client accounts

Services offered by SMITH, SALLEY & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH, SALLEY & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does James Sullivan Agnew offer?

James Sullivan Agnew specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are James Sullivan Agnew's credentials?

James Sullivan Agnew is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Sullivan Agnew located?

James Sullivan Agnew is based in GREENSBORO, North Carolina, last registered with SMITH, SALLEY & ASSOCIATES, LLC.

How does James Sullivan Agnew charge for services?

James Sullivan Agnew's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH, SALLEY & ASSOCIATES, LLC?

SMITH, SALLEY & ASSOCIATES, LLC has approximately 19 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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