Unclaimed Profile

George Gregory Smith

SMITH, SALLEY & ASSOCIATES, LLC·GREENSBORO, North Carolina

Series 65Clean record22 years registeredSMITH, SALLEY & ASSOCIATES, LLC

324 WEST WENDOVER AVENUE, GREENSBORO, NC 27408CRD# 4698611Firm CRD# 129614

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Gregory Smith · GREENSBORO, NC

Registration

CRD #4698611 · SMITH, SALLEY & ASSOCIATES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

SMITH SALLEY WEALTH MANAGEMENT

Jan 2004 – present

FRANKLIN STREET ADVISORS INC.

Oct 2003 – Jan 2004

CHAPEL HILL, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 22, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH, SALLEY & ASSOCIATES, LLC

CRD 129614 · SEC 801-62538

AUM

$3.1B

Regulatory assets under management

Employees

2,327 client accounts

Services offered by SMITH, SALLEY & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH, SALLEY & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does George Gregory Smith offer?

George Gregory Smith specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREENSBORO, North Carolina for a consultation.

What are George Gregory Smith's credentials?

George Gregory Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Gregory Smith located?

George Gregory Smith is based in GREENSBORO, North Carolina, working with SMITH, SALLEY & ASSOCIATES, LLC. Their office serves clients in the GREENSBORO metropolitan area and surrounding communities.

How does George Gregory Smith charge for services?

George Gregory Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH, SALLEY & ASSOCIATES, LLC?

SMITH, SALLEY & ASSOCIATES, LLC has approximately 19 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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