Unclaimed Profile

John Barker Sprow

AMUNDI SMITH BREEDEN LLC·DURHAM, North Carolina

AMUNDI SMITH BREEDEN LLC

280 SOUTH MANGUM ST, DURHAM, NC 27701CRD# 1904446Firm CRD# 169589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Barker Sprow · DURHAM, NC

Registration

CRD #1904446 · AMUNDI SMITH BREEDEN LLC

Brand Profile

Not yet started

Disclosure history

3 disclosures on file · See FINRA BrokerCheck for full record

About

John Barker Sprow is a registered financial advisor based in DURHAM, North Carolina, affiliated with AMUNDI SMITH BREEDEN LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

AMUNDI SMITH BREEDEN LLC

AUM

$14.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at AMUNDI SMITH BREEDEN LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 1904446

Firm CRD# 169589

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Barker Sprow offer?

John Barker Sprow specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.

What are John Barker Sprow's credentials?

John Barker Sprow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Barker Sprow located?

John Barker Sprow is based in DURHAM, North Carolina, working with AMUNDI SMITH BREEDEN LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.

How does John Barker Sprow charge for services?

John Barker Sprow's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMUNDI SMITH BREEDEN LLC?

AMUNDI SMITH BREEDEN LLC has approximately 75 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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