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John Barker Sprow

AMUNDI SMITH BREEDEN LLC·DURHAM, North Carolina
Unclaimed Profile
280 SOUTH MANGUM ST, DURHAM, NC 27701CRD# 1904446Firm CRD# 169589
01

About

John Barker Sprow is a registered financial advisor based in DURHAM, North Carolina, affiliated with AMUNDI SMITH BREEDEN LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
AMUNDI SMITH BREEDEN LLC
AMUNDI SMITH BREEDEN LLC
AUM
$14.5B
Regulatory assets under management
Employees
75
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1904446
Firm CRD# 169589
3 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Barker Sprow offer?
John Barker Sprow specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.
What are John Barker Sprow's credentials?
John Barker Sprow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Barker Sprow located?
John Barker Sprow is based in DURHAM, North Carolina, working with AMUNDI SMITH BREEDEN LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does John Barker Sprow charge for services?
John Barker Sprow's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMUNDI SMITH BREEDEN LLC?
AMUNDI SMITH BREEDEN LLC has approximately 75 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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