AdvisorOS Directory
Claim Profile
Unclaimed Profile
DB

Douglas Tower Breeden

SMITH BREEDEN ASSOCIATES INC·DURHAM, North Carolina
Clean recordSMITH BREEDEN ASSOCIATES INC
280 SOUTH MANGUM STREET, DURHAM, NC 27701-3676CRD# 1596631Firm CRD# 104628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Tower Breeden · DURHAM, NC
Registration
CRD #1596631 · SMITH BREEDEN ASSOCIATES INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Douglas Tower Breeden is a registered financial advisor based in DURHAM, North Carolina, affiliated with SMITH BREEDEN ASSOCIATES INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

Speak with Douglas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
SMITH BREEDEN ASSOCIATES INC
SMITH BREEDEN ASSOCIATES INC
AUM
$7.8B
Regulatory assets under management
Employees
55
Total firm employees
View all advisors at SMITH BREEDEN ASSOCIATES INC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1596631
Firm CRD# 104628
View on FINRA BrokerCheck →

Looking for a financial advisor in DURHAM?

Browse all registered financial advisors in DURHAM, North Carolina or claim this profile if it's yours.

Browse DURHAM AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Douglas Tower Breeden offer?
Douglas Tower Breeden specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.
What are Douglas Tower Breeden's credentials?
Douglas Tower Breeden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Tower Breeden located?
Douglas Tower Breeden is based in DURHAM, North Carolina, working with SMITH BREEDEN ASSOCIATES INC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does Douglas Tower Breeden charge for services?
Douglas Tower Breeden's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH BREEDEN ASSOCIATES INC?
SMITH BREEDEN ASSOCIATES INC has approximately 55 employees and manages $7.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SMITH BREEDEN ASSOCIATES INC

Timothy Durrett Rowe
DURHAM, NC
Carl D. Bell
DURHAM, NC
Lewis Turlington Jester
DURHAM, NC

More Advisors in DURHAM, North Carolina

Amy Louise Simonson
VERITY ASSET MANAGEMENT, INC.·DURHAM, NC
Jeff Alan Munsey
VERITY ASSET MANAGEMENT, INC.·DURHAM, NC
Susan Mckenzie Carson
BULL CITY ADVISORS, LLC·DURHAM, NC
Michael Shayne Ruffing
INTEGRATED WEALTHCARE, LLC·DURHAM, NC
Dennis Dougherty
INTERSOUTH ADVISORS, INC.·DURHAM, NC
Stefan Alan Fencl
SQUARE 1 ASSET MANAGEMENT, INC.·DURHAM, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)ASHEVILLE (94)WINSTON-SALEM (76)WILMINGTON (48)CARY (30)CORNELIUS (23)MATTHEWS (19)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
Request removal of this profile