Unclaimed Profile

Joseph Harold Gieker

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC·CHARLOTTE, North Carolina

SIE, Series 3, Series 7, Series 24, Series 31, Series 63, Series 65, Series 99TOClean record13 years registeredCAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

1355 GREENWOOD CLIFF, CHARLOTTE, NC 28204CRD# 2331712Firm CRD# 131631

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Harold Gieker · CHARLOTTE, NC

Registration

CRD #2331712 · CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

May 2013 – Apr 2015

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · May 16, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CRD 131631 · SEC 801-63969

AUM

$465M

Regulatory assets under management

Employees

860 client accounts

Services offered by CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Harold Gieker offer?

Joseph Harold Gieker specializes in Financial Planning, Investment Management.

What are Joseph Harold Gieker's credentials?

Joseph Harold Gieker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Harold Gieker located?

Joseph Harold Gieker is based in CHARLOTTE, North Carolina, last registered with CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC.

How does Joseph Harold Gieker charge for services?

Joseph Harold Gieker's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC?

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC has approximately 30 employees and manages $465M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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