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John Andrew Capets

HARBOR CAPITAL MANAGEMENT INC·CHARLOTTE, North Carolina
SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredHARBOR CAPITAL MANAGEMENT INC
831 EAST MOREHEAD STREET, SUITE 350, CHARLOTTE, NC 28202CRD# 1079386Firm CRD# 106722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Andrew Capets · CHARLOTTE, NC
Registration
CRD #1079386 · HARBOR CAPITAL MANAGEMENT INC · 23 years registered
Brand Profile
Not yet started
01

Career History

UNITED CAPITAL FINANCIAL ADVISORS
May 2021 – present
HARBOR CAPITAL MANAGEMENT INC
Mar 2003 – Sep 2004
CHARLOTTE, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 19, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HARBOR CAPITAL MANAGEMENT INC
CRD 106722 · SEC 801-38262
AUM
$294M
Regulatory assets under management
Employees
11
558 client accounts
Services offered by HARBOR CAPITAL MANAGEMENT INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HARBOR CAPITAL MANAGEMENT INC →
Introduction

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05

Frequently Asked Questions

What services does John Andrew Capets offer?
John Andrew Capets specializes in Financial Planning, Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are John Andrew Capets's credentials?
John Andrew Capets is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Andrew Capets located?
John Andrew Capets is based in CHARLOTTE, North Carolina, working with HARBOR CAPITAL MANAGEMENT INC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does John Andrew Capets charge for services?
John Andrew Capets's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOR CAPITAL MANAGEMENT INC?
HARBOR CAPITAL MANAGEMENT INC has approximately 11 employees and manages $294M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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