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James William Mccarthy

CARITAS CAPITAL, LLC·CHARLOTTE, North Carolina
Clean recordCARITAS CAPITAL, LLC
5950 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 5659193Firm CRD# 149970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James William Mccarthy · CHARLOTTE, NC
Registration
CRD #5659193 · CARITAS CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James William Mccarthy is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with CARITAS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
CARITAS CAPITAL, LLC
CARITAS CAPITAL, LLC
AUM
$7M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CARITAS CAPITAL, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5659193
Firm CRD# 149970
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James William Mccarthy offer?
James William Mccarthy specializes in Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are James William Mccarthy's credentials?
James William Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Mccarthy located?
James William Mccarthy is based in CHARLOTTE, North Carolina, working with CARITAS CAPITAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does James William Mccarthy charge for services?
James William Mccarthy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARITAS CAPITAL, LLC?
CARITAS CAPITAL, LLC has approximately 3 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARITAS CAPITAL, LLC

James Andrew Bailey
CHARLOTTE, NC
Malcolm Jennings Prochaska
CHARLOTTE, NC
Marc John Durica
CHARLOTTE, NC
Robert Gregory Fontana
CHARLOTTE, NC

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
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City Guides
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Research
Advisor Fees in North CarolinaNational Fee Analysis
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