Unclaimed Profile

James Scott Jeffords

WEDGE CAPITAL MANAGEMENT LLP·CHARLOTTE, North Carolina

Series 6524 years registeredWEDGE CAPITAL MANAGEMENT LLP

301 SOUTH COLLEGE STREET, CHARLOTTE, NC 28202-6002CRD# 1086456Firm CRD# 106234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Scott Jeffords · CHARLOTTE, NC

Registration

CRD #1086456 · WEDGE CAPITAL MANAGEMENT LLP · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEDGE CAPITAL MANAGEMENT LLP

WEDGE CAPITAL MANAGEMENT LLP

Dec 2001 – Apr 2013

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

1985Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEDGE CAPITAL MANAGEMENT LLP

CRD 106234 · SEC 801-29479

AUM

$7.6B

Regulatory assets under management

Employees

234 client accounts

Services offered by WEDGE CAPITAL MANAGEMENT LLP

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WEDGE CAPITAL MANAGEMENT LLP →

Introduction

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Frequently Asked Questions

What services does James Scott Jeffords offer?

James Scott Jeffords specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are James Scott Jeffords's credentials?

James Scott Jeffords is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Scott Jeffords located?

James Scott Jeffords is based in CHARLOTTE, North Carolina, last registered with WEDGE CAPITAL MANAGEMENT LLP.

How does James Scott Jeffords charge for services?

James Scott Jeffords's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDGE CAPITAL MANAGEMENT LLP?

WEDGE CAPITAL MANAGEMENT LLP has approximately 26 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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