Unclaimed Profile

James Matthew Holland

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC·CHARLOTTE, North Carolina

Series 6, Series 7, Series 63, Series 66Clean record18 years registeredMILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

3540 TORINGDON WAY, CHARLOTTE, NC 28277CRD# 2181702Firm CRD# 117868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Matthew Holland · CHARLOTTE, NC

Registration

CRD #2181702 · MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

Jan 2017 – present

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

May 2009 – Dec 2016

CHARLOTTE, NC

CONSOLIDATED PORTFOLIO REVIEW CORP

Sep 2007 – Nov 2008

WOODBURY, NY

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · September 21, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

CRD 117868 · SEC 801-76544

AUM

$1.7B

Regulatory assets under management

Employees

703 client accounts

Services offered by MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Matthew Holland offer?

James Matthew Holland specializes in Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are James Matthew Holland's credentials?

James Matthew Holland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Matthew Holland located?

James Matthew Holland is based in CHARLOTTE, North Carolina, working with MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does James Matthew Holland charge for services?

James Matthew Holland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC?

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC has approximately 6 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →