Unclaimed Profile

David Frank Rotatori

DAVIDSON ADVISORY GROUP, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 66CFPClean record17 years registeredDAVIDSON ADVISORY GROUP, LLC

2901 COLTSGATE RD, CHARLOTTE, NC 28211CRD# 5008972Firm CRD# 333090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Frank Rotatori · CHARLOTTE, NC

Registration

CRD #5008972 · DAVIDSON ADVISORY GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

BEACON CAPITAL ADVISORY GROUP

Oct 2024 – present

INDEPENDENT ADVISOR ALLIANCE, LLC

Nov 2017 – Oct 2024

Charlotte, NC

CORNERSTONE WEALTH

Jul 2011 – Dec 2017

HUNTERSVILLE, NC

SECURITIES AMERICA ADVISORS, INC.

Mar 2009 – Jul 2011

LA VISTA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 5, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVIDSON ADVISORY GROUP, LLC

CRD 333090 · SEC 801-131303

AUM

$105M

Regulatory assets under management

Employees

239 client accounts

Services offered by DAVIDSON ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DAVIDSON ADVISORY GROUP, LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Frank Rotatori offer?

David Frank Rotatori specializes in Financial Planning, Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are David Frank Rotatori's credentials?

David Frank Rotatori holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Frank Rotatori located?

David Frank Rotatori is based in CHARLOTTE, North Carolina, working with DAVIDSON ADVISORY GROUP, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does David Frank Rotatori charge for services?

David Frank Rotatori's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVIDSON ADVISORY GROUP, LLC?

DAVIDSON ADVISORY GROUP, LLC has approximately 5 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →