Unclaimed Profile

Christopher Kevin Grogan

CAROLINAS WEALTH CONSULTING LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 14, Series 24, Series 63, Series 65, Series 99TOClean record20 years registeredCAROLINAS WEALTH CONSULTING LLC

5605 CARNEGIE BLVD. SUITE 400, CHARLOTTE, NC 28209CRD# 3201211Firm CRD# 300003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Kevin Grogan · CHARLOTTE, NC

Registration

CRD #3201211 · CAROLINAS WEALTH CONSULTING LLC · 20 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Mar 2025 – present

CAROLINAS WEALTH CONSULTING LLC

May 2019 – Jun 2025

CHARLOTTE, NC

CAROLINAS INVESTMENT CONSULTING LLC

Jun 2011 – Jun 2011

CHARLOTTE, NC

CAROLINAS INVESTMENT CONSULTING LLC

Aug 2006 – Apr 2001

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · August 8, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAROLINAS WEALTH CONSULTING LLC

CRD 300003 · SEC 801-60158

AUM

$1.3B

Regulatory assets under management

Employees

1,873 client accounts

Services offered by CAROLINAS WEALTH CONSULTING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAROLINAS WEALTH CONSULTING LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Kevin Grogan offer?

Christopher Kevin Grogan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Christopher Kevin Grogan's credentials?

Christopher Kevin Grogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Kevin Grogan located?

Christopher Kevin Grogan is based in CHARLOTTE, North Carolina, working with CAROLINAS WEALTH CONSULTING LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Christopher Kevin Grogan charge for services?

Christopher Kevin Grogan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAROLINAS WEALTH CONSULTING LLC?

CAROLINAS WEALTH CONSULTING LLC has approximately 18 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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