Unclaimed Profile

Alexander Bateman Miles

KINGFISHER CAPITAL, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 66Clean record22 years registeredKINGFISHER CAPITAL, LLC

201 SOUTH COLLEGE STREET, CHARLOTTE, NC 28244CRD# 4632749Firm CRD# 150484

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alexander Bateman Miles · CHARLOTTE, NC

Registration

CRD #4632749 · KINGFISHER CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Oct 2023 – present

KINGFISHER CAPITAL, LLC

Jul 2009 – Nov 2024

CHARLOTTE, NC

WEALTHTRUST ADVISORS

Jan 2007 – Jun 2009

CHARLOTTE, NC

WEALTHTRUST ADVISORS

May 2004 – Jan 2007

CHARLOTTE, NC

MYERS JAMES M RESEARCH INC

Nov 2003 – Apr 2004

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · November 19, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KINGFISHER CAPITAL, LLC

CRD 150484 · SEC 801-70267

AUM

$607M

Regulatory assets under management

Employees

661 client accounts

Services offered by KINGFISHER CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KINGFISHER CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Alexander Bateman Miles offer?

Alexander Bateman Miles specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Alexander Bateman Miles's credentials?

Alexander Bateman Miles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alexander Bateman Miles located?

Alexander Bateman Miles is based in CHARLOTTE, North Carolina, working with KINGFISHER CAPITAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Alexander Bateman Miles charge for services?

Alexander Bateman Miles's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGFISHER CAPITAL, LLC?

KINGFISHER CAPITAL, LLC has approximately 7 employees and manages $607M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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