Unclaimed Profile

George Morrow Groome

COLTON GROOME FINANCIAL ADVISORS, LLC·ASHEVILLE, North Carolina

SIE, Series 1, Series 6TO, Series 22TO, Series 66ChFCClean record24 years registeredCOLTON GROOME FINANCIAL ADVISORS, LLC

1127-B HENDERSONVILLE ROAD, ASHEVILLE, NC 28803CRD# 808531Firm CRD# 128365

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Morrow Groome · ASHEVILLE, NC

Registration

CRD #808531 · COLTON GROOME FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COLTON GROOME FINANCIAL ADVISORS, LLC

VALMARK ADVISERS, INC.

Jul 2017 – Dec 2017

Asheville, NC

COLTON GROOME FINANCIAL ADVISORS, LLC

Jun 2007 – Aug 2021

ASHEVILLE, NC

VALMARK ADVISERS, INC.

Jan 2004 – Dec 2016

ASHEVILLE, NC

NEW ENGLAND SECURITIES CORPORATION

Dec 2001 – Dec 2003

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 22TO

Series 66

Registration record

First registered · December 31, 2001

Years registered · 24

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLTON GROOME FINANCIAL ADVISORS, LLC

CRD 128365 · SEC 801-113274

AUM

$351M

Regulatory assets under management

Employees

843 client accounts

Services offered by COLTON GROOME FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COLTON GROOME FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does George Morrow Groome offer?

George Morrow Groome specializes in Financial Planning, Investment Management, Wealth Management.

What are George Morrow Groome's credentials?

George Morrow Groome holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is George Morrow Groome located?

George Morrow Groome is based in ASHEVILLE, North Carolina, last registered with COLTON GROOME FINANCIAL ADVISORS, LLC.

How does George Morrow Groome charge for services?

George Morrow Groome's firm is compensated through percentage of aum, hourly charges, subscription fees, other: fee based on various factors - see part 2 of form adv.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLTON GROOME FINANCIAL ADVISORS, LLC?

COLTON GROOME FINANCIAL ADVISORS, LLC has approximately 15 employees and manages $351M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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