Unclaimed Profile

Catherine Barbara Smith Anderson

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC·ASHEVILLE, North Carolina

Series 7, Series 63, Series 65Clean record25 years registeredDIXON HUGHES GOODMAN WEALTH ADVISORS LLC

500 RIDGEFIELD COURT, SUITE 100, ASHEVILLE, NC 28806CRD# 3273886Firm CRD# 109279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Barbara Smith Anderson · ASHEVILLE, NC

Registration

CRD #3273886 · DIXON HUGHES GOODMAN WEALTH ADVISORS LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

Jan 2017 – Apr 2021

ASHEVILLE, NC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

Mar 2004 – Dec 2016

ASHEVILLE, NC

CRISP HUGHES EVANS FINANCIAL SERVICES

May 2001 – Oct 2004

ASHEVILLE, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 22, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

CRD 109279 · SEC 801-58035

AUM

$2.2B

Regulatory assets under management

Employees

5,168 client accounts

Services offered by DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DIXON HUGHES GOODMAN WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Catherine Barbara Smith Anderson offer?

Catherine Barbara Smith Anderson specializes in Financial Planning, Investment Management.

What are Catherine Barbara Smith Anderson's credentials?

Catherine Barbara Smith Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Barbara Smith Anderson located?

Catherine Barbara Smith Anderson is based in ASHEVILLE, North Carolina, last registered with DIXON HUGHES GOODMAN WEALTH ADVISORS LLC.

How does Catherine Barbara Smith Anderson charge for services?

Catherine Barbara Smith Anderson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIXON HUGHES GOODMAN WEALTH ADVISORS LLC?

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC has approximately 38 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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