Unclaimed Profile

Albert Sullivan Davis

DAVIS FINANCIAL PLANNING, LLC·ASHEVILLE, North Carolina

Series 6, Series 7, Series 24, Series 63, Series 66Clean record20 years registeredDAVIS FINANCIAL PLANNING, LLC

111 CENTRAL AVENUE, ASHEVILLE, NC 28801CRD# 4923202Firm CRD# 154186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert Sullivan Davis · ASHEVILLE, NC

Registration

CRD #4923202 · DAVIS FINANCIAL PLANNING, LLC · 20 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

May 2023 – Jul 2024

ASHEVILLE, NC

DAVIS FINANCIAL PLANNING

Sep 2015 – May 2023

ASHEVILLE, NC

SUNTRUST INVESTMENT SERVICES, INC.

Sep 2005 – Jan 2007

ASHEVILLE, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 1, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVIS FINANCIAL PLANNING, LLC

CRD 154186 · SEC 801-123715

AUM

$101M

Regulatory assets under management

Employees

665 client accounts

Services offered by DAVIS FINANCIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAVIS FINANCIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Albert Sullivan Davis offer?

Albert Sullivan Davis specializes in Financial Planning, Investment Management. Contact their office in ASHEVILLE, North Carolina for a consultation.

What are Albert Sullivan Davis's credentials?

Albert Sullivan Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Albert Sullivan Davis located?

Albert Sullivan Davis is based in ASHEVILLE, North Carolina, working with DAVIS FINANCIAL PLANNING, LLC. Their office serves clients in the ASHEVILLE metropolitan area and surrounding communities.

How does Albert Sullivan Davis charge for services?

Albert Sullivan Davis's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVIS FINANCIAL PLANNING, LLC?

DAVIS FINANCIAL PLANNING, LLC has approximately 6 employees and manages $101M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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