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Joseph Paul Lucia

JOSEPH P. LUCIA & ASSOCIATES, LLC·YORKTOWN HEIGHTS, New York
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3505 HILL BLVD., YORKTOWN HEIGHTS, NY 10598CRD# 4428262Firm CRD# 147625
01

About

Joseph Paul Lucia is a registered financial advisor based in YORKTOWN HEIGHTS, New York, affiliated with JOSEPH P. LUCIA & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
JOSEPH P. LUCIA & ASSOCIATES, LLC
JOSEPH P. LUCIA & ASSOCIATES, LLC
AUM
$310M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at JOSEPH P. LUCIA & ASSOCIATES, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4428262
Firm CRD# 147625
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joseph Paul Lucia offer?
Joseph Paul Lucia specializes in Financial Planning, Investment Management. Contact their office in YORKTOWN HEIGHTS, New York for a consultation.
What are Joseph Paul Lucia's credentials?
Joseph Paul Lucia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Paul Lucia located?
Joseph Paul Lucia is based in YORKTOWN HEIGHTS, New York, working with JOSEPH P. LUCIA & ASSOCIATES, LLC. Their office serves clients in the YORKTOWN HEIGHTS metropolitan area and surrounding communities.
How does Joseph Paul Lucia charge for services?
Joseph Paul Lucia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JOSEPH P. LUCIA & ASSOCIATES, LLC?
JOSEPH P. LUCIA & ASSOCIATES, LLC has approximately 5 employees and manages $310M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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